How to Prepare for a FDA Inspection

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How to Prepare for a FDA Inspection

⚠️ 5 Most Common FDA 483 Observations in Pharma

1. Inadequate Investigations (OOS / Deviations / Complaints)

  • Failure to thoroughly investigate out-of-specification (OOS) results, deviations, or complaints.

  • Root cause analysis either incomplete, unjustified, or not performed.

  • CAPA not implemented or verified for effectiveness.


2. Poor Documentation Practices (Data Integrity Violations)

  • Records not completed contemporaneously (backdating, missing entries).

  • Missing or altered raw data (manual or electronic).

  • Lack of secure audit trails in computerized systems.

  • Failure to follow ALCOA+ principles.


3. Inadequate Cleaning & Cross-Contamination Controls

  • Cleaning validation not scientifically justified.

  • Residues found on “clean” equipment.

  • Ineffective cleaning verification or lack of swab/rinse testing.

  • No dedicated equipment for high-risk drugs (penicillin, hormones, cytotoxics).


4. Laboratory Controls Deficiencies

  • Analytical methods not validated.

  • Incomplete raw data (chromatograms, worksheets).

  • Failure to properly review laboratory results.

  • Inadequate microbiological controls (sterility, endotoxin, EM programs).


5. Failure of Quality Unit (QA) Responsibilities

  • Quality Assurance not exercising proper oversight.

  • Batch records released without complete review.

  • Inadequate change control, training, or supplier qualification.

  • QMS not effectively implemented.


📌 Key Takeaway

Most FDA 483s highlight systemic weaknesses in:

  • Investigations (OOS, deviations)

  • Data integrity & documentation

  • Cleaning/contamination control

  • Laboratory practices

  • Quality Unit oversight

By strengthening these core areas, companies can reduce inspection risk and improve compliance.

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