FDA Forms Generally Used in Pharmaceutical Inspection

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FDA Forms Generally Used in Pharmaceutical Inspection

FDA Forms Generally Used in Pharmaceutical Inspection

1. Form FDA 482 – Notice of Inspection

  • Issued at the start of an inspection.

  • Notifies the company that FDA investigators are officially beginning the inspection under the authority of the FD&C Act (Section 704).

  • Signed by the investigator and presented to site management.


2. Form FDA 483 – Inspectional Observations

  • Issued at the end of the inspection if investigators observe potential violations of GMP or non-compliance.

  • Lists specific conditions or practices that may violate the FD&C Act.

  • Not a final agency action, but companies must respond with corrective actions within 15 working days.


3. Establishment Inspection Report (EIR)

  • A detailed written report prepared after the inspection by the FDA investigator.

  • Contains observations, evidence, discussions with company representatives, and overall inspection outcomes.

  • A copy may be provided to the company after review by FDA headquarters.


4. Form FDA 484 – Receipt for Samples

  • Issued when investigators collect product or raw material samples during the inspection.

  • Confirms the type and quantity of samples taken for testing/analysis.


5. Form FDA 1571 – IND (Investigational New Drug Application)

  • Used in clinical trial inspections.

  • Sponsors must submit this form to FDA before beginning human trials.

  • Reviewed during GCP (Good Clinical Practice) inspections.


6. Form FDA 356h – NDA/ANDA Submission Form

  • Application form for New Drug Applications (NDA) or Abbreviated New Drug Applications (ANDA).

  • Often inspected during pre-approval inspections (PAI).


7. Form FDA 483a – Extended Observations

  • An attachment to FDA 483 used when additional space is required for recording multiple observations.


8. Warning Letters (Post-Inspection)

  • Not a form but an official FDA enforcement action issued if 483 responses are inadequate.

  • Communicates significant violations requiring prompt correction.


Key Takeaway:
The most critical FDA forms in routine GMP pharmaceutical inspections are:

  • FDA 482 (start of inspection),

  • FDA 483 (inspectional observations),

  • EIR (final report), and

  • FDA 484 (sample receipt).

Others like FDA 1571 and 356h apply in specific contexts (clinical/approval inspections).

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