Guidelines for Preparation of Site Master File (SMF)

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Guidelines for Preparation of Site Master File (SMF)

🏭 Guidelines for Preparation of Site Master File (SMF)


📑 1. General Information

  • Company name, address, and contact details.

  • Name of parent company (if applicable).

  • Manufacturing activities performed at the site.

  • Products handled (human, veterinary, APIs, biologicals, etc.).

  • Manufacturing license and regulatory approvals.

  • Organizational structure with key personnel and their qualifications.


🏢 2. Quality Management System (QMS)

  • Description of QMS and its scope.

  • Management responsibilities and GMP policy.

  • Procedures for handling deviations, OOS, OOT, and CAPA.

  • Change control system.

  • Internal audit/self-inspection system.

  • Product quality review (PQR) process.


👩‍🔬 3. Personnel

  • Organization chart (QA, QC, Production, Engineering).

  • Key personnel responsibilities (Head QA, Head QC, Production Manager).

  • Training systems (GMP, safety, technical).

  • Health and hygiene requirements (medical checks, gowning, restrictions).


🏭 4. Premises & Facilities

  • Site layout and floor plans (flow of materials and personnel).

  • Production areas (oral, sterile, non-sterile, packaging).

  • Storage areas (quarantine, released, rejected, returned, cold rooms).

  • Ancillary areas (change rooms, cafeterias, offices).

  • Utilities: water systems (PW, WFI), HVAC, compressed air, cleanrooms.

  • Pest control measures.


⚙️ 5. Equipment

  • List of major equipment used in production and QC.

  • Qualification and calibration practices.

  • Cleaning and preventive maintenance systems.

  • Status labeling (Cleaned, In-Use, Out of Service).


📦 6. Documentation

  • System for SOPs, records, logbooks, batch records.

  • Document control, approval, and archival.

  • Data integrity policy (audit trails, electronic systems).


🧪 7. Production

  • Types of products manufactured.

  • Flowcharts for manufacturing processes (e.g., tablet, capsule, injection).

  • Cross-contamination control measures.

  • Handling of starting materials, intermediates, and finished products.

  • Packaging and labeling controls.


🧫 8. Quality Control (QC)

  • Description of QC laboratory facilities.

  • List of instruments (HPLC, GC, UV, etc.).

  • Sampling procedures.

  • Specifications, reference standards, and reagents handling.

  • Stability testing program.


🚚 9. Storage, Distribution & Complaints

  • Storage practices (temperature, humidity monitoring, FEFO/FIFO).

  • Transportation and cold chain control.

  • Complaint handling procedure.

  • Recall system (mock recalls, effectiveness checks).


♻️ 10. Validation & Qualification

  • Master Validation Plan (MVP).

  • Process validation, cleaning validation, analytical method validation.

  • Equipment/utility qualification (DQ/IQ/OQ/PQ).

  • Computerized system validation.


🔒 11. Contract Activities

  • Details of contract manufacturers, laboratories, and service providers.

  • Technical/quality agreements.

  • Oversight and audits of contractors.


🧾 12. Other Relevant Information

  • Handling of returned, rejected, and recalled products.

  • Handling of counterfeit or falsified medicines.

  • Product security and data protection measures.

  • Environmental, health, and safety measures.


📌 Key Notes for SMF Preparation

  • Keep it concise (25–30 pages max) – provide summaries, not full SOPs.

  • Include flowcharts, diagrams, and layouts for clarity.

  • Ensure consistency with actual practices (inspectors will verify on-site).

  • Review and update regularly (at least annually or after major changes).

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